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Thomas Reed Avant

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Birmingham, AL

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-09
AL RA APPROVED 2018-12-21
  • TX RA
    APPROVED
    Since 2023-05-09
  • AL RA
    APPROVED
    Since 2018-12-21

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Shades Creek Plaza 850 Shades Creek Parkway, Suite 310, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Birmingham AL 09/2012 12/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2018
Benjamin F. Edwards & Co. Birmingham AL 12/2018 Present
  • 09/2012 → 12/2018
    Morgan Stanley Smith Barney
    Birmingham, AL
  • 01/2015 → 12/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2018 → Present
    Benjamin F. Edwards & Co.
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-14
S63 Uniform Securities Agent State Law Examination 2006-06-26
  • S65 Uniform Investment Adviser Law Examination
    2008-02-14
  • S63 Uniform Securities Agent State Law Examination
    2006-06-26
Designations
Other Names
  • Reed Avant

View on SEC IAPD

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