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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-22 |
| TX | RA | APPROVED | 2024-07-22 |
Branch Locations
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Las Vegas | NV | 06/2022 | 06/2024 |
| 1 Solar | Las Vegas | NV | 10/2021 | 06/2022 |
| Green Edition Pest Solutions | Memphis | TN | 04/2021 | 10/2021 |
| Above And Beyond Landscaping Services | Las Vegas | NV | 08/2020 | 04/2021 |
| Unemployed | Henderson | NV | 04/2020 | 08/2020 |
| Eos Fitness | Las Vegas | NV | 01/2020 | 04/2020 |
| Costco Wholesale | Henderson | NV | 10/2019 | 01/2020 |
| College Of Southern Nevada | Henderson | NV | 08/2016 | 10/2019 |
| Eos Fitness | Henderson | NV | 04/2018 | 08/2018 |
| Lifetime Athletic | Henderson | NV | 05/2015 | 04/2018 |
| Lifetime Athletic | Henderson | NV | 02/2020 | 03/2020 |
| First Trust Portfolios L.P. | Wheaton | IL | 07/2024 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 07/2024 | Present |
OTHER BUSINESS NAME: ELEVEN JUNES. LOCATION: AUSTIN, TX. NATURE OF BUSINESS: MOBLIE BAR COMPANY. POSITION OR TITLE: ASSISTANT MANAGER. RESPONSIBILITIES: HELP WITH OBTAINING LICENSES TO SERVE ALCOHOL AND OPERATE A BUSINESS. START DATE: SEP 01, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 15.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-10 |
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