Best Investors Account Sign in
Inactive

Jeffrey Michael Gough

Saling Wealth Advisors

Louisville, KY

CRD 5155592

Claim This Profile
Employer firm

Saling Wealth Advisors CRD 283226

$618M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Saling Wealth Advisors

9750 Ormsby Station Road Suite 102, Louisville, KY 40223 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-06
KY RA APPROVED 2018-05-14
  • TX RA
    APPROVED
    Since 2019-11-06
  • KY RA
    APPROVED
    Since 2018-05-14

Branch Locations

9750 Ormsby Station Road Suite 102, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 12/2014 05/2018
Saling Wealth Advisors Louisville KY 05/2018 Present
  • 12/2014 → 05/2018
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 05/2018 → Present
    Saling Wealth Advisors
    Louisville, KY
Previous Registrations
  • 2015-01-07 → 2018-05-11
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 2008-03-14 → 2010-08-23
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-25
S66 Uniform Combined State Law Examination 2008-03-13
  • S63 Uniform Securities Agent State Law Examination
    2015-06-25
  • S66 Uniform Combined State Law Examination
    2008-03-13
Designations
  • Certified Financial Planner
Other Names
  • Jeff Gough
  • Jeffrey M Gough

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
WAYCROSS GP, LLC

Nearby Investors

REBECCA ANN LOVAN
Donald R Dentinger
MAYNARD EDWIN HOPPER

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY

More in Louisville, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor