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Anthony Nathaniel Caines

Citigroup Global Markets Inc.

Long Island City, NY

New York, NY

CRD 7578516

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-25
  • NY RA
    APPROVED
    Since 2024-11-25

Branch Locations

1 Court Square, Long Island City, NY 11101 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Bank Queens NY 02/2024 Present
Goldman Sachs New York NY 07/2022 01/2024
Bookkeeping Go New York NY 10/2019 07/2022
Goldman Sachs New York NY 09/2021 07/2022
Goldman Sachs New York NY 06/2021 08/2021
Goldman Sachs New Jersey NJ 07/2020 08/2020
The Ministry Of Finance Basseterre 07/2019 08/2019
Next Management New York NY 02/2019 05/2019
Decoded Advertising New York NY 02/2019 02/2019
Police Co-Operative Credit Union Basseterre 07/2018 07/2018
Tdc Automotive Basseterre 01/2017 07/2017
Borough Of Manhattan Community College New York NY 08/2017 05/2019
Brooklyn College Brooklyn NY 08/2019 05/2022
Unemployment Basseterre 08/2016 12/2016
  • 02/2024 → Present
    Citi Bank
    Queens, NY
  • 07/2022 → 01/2024
    Goldman Sachs
    New York, NY
  • 10/2019 → 07/2022
    Bookkeeping Go
    New York, NY
  • 09/2021 → 07/2022
    Goldman Sachs
    New York, NY
  • 06/2021 → 08/2021
    Goldman Sachs
    New York, NY
  • 07/2020 → 08/2020
    Goldman Sachs
    New Jersey, NJ
  • 07/2019 → 08/2019
    The Ministry Of Finance
    Basseterre
  • 02/2019 → 05/2019
    Next Management
    New York, NY
  • 02/2019 → 02/2019
    Decoded Advertising
    New York, NY
  • 07/2018 → 07/2018
    Police Co-Operative Credit Union
    Basseterre
  • 01/2017 → 07/2017
    Tdc Automotive
    Basseterre
  • 08/2017 → 05/2019
    Borough Of Manhattan Community College
    New York, NY
  • 08/2019 → 05/2022
    Brooklyn College
    Brooklyn, NY
  • 08/2016 → 12/2016
    Unemployment
    Basseterre
Other Businesses

The Renaissance Files Podcast; Not Investment-related; Nature: Personal development podcast geared towards inspiring individuals to strive for self actualization. The income will be derived from sponsorships and monetizing the podcast; Bronx, NY; Started: November 1, 2024; Title: Owner; Duties: Creating podcast content to post on You tube channel & Instagram page; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.///

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-23
  • S66 Uniform Combined State Law Examination
    2024-11-23
Other Names
  • Anthony Nathaniel Caines
  • Anthonyjr Caines

View on SEC IAPD

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