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Inactive

Katie Elizabeth Pfeifer

Cerity Partners LLC

Louisville, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-04-25
  • KY RA
    APPROVED
    Since 2023-04-25

Branch Locations

2201 High Wickham Place, Louisville, KY 40245 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Investment Services Louisville KY 11/2014 04/2023
Cerity Partners Louisville KY 04/2023 Present
  • 11/2014 → 04/2023
    Argi Investment Services
    Louisville, KY
  • 04/2023 → Present
    Cerity Partners
    Louisville, KY
Previous Registrations
  • 2014-11-14 → 2023-04-21
    Cerity Partners Ocio Llc
    New York, NY
  • 2006-11-07 → 2014-10-08
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-06
  • S66 Uniform Combined State Law Examination
    2006-11-06
Designations
Other Names
  • Katie Hurley
  • Katie Hurley
  • Katie Pfeifer

View on SEC IAPD

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