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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-12-04
  • PA RA
    APPROVED
    Since 2023-12-04

Branch Locations

548 N Lewis Rd, Limerick, PA 19468 • United States

100 Gibraltar Rd, Horsham, PA 19044 • United States

15 North 3Rd St, Quakertown, PA 18951 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Capital Markets, Llc Philadelphia PA 06/2022 09/2023
Unemployed Reading PA 05/2022 06/2022
Pennsylvania State University State College PA 08/2021 05/2022
World Trade Center Of Harrisburg Harrisburg PA 02/2021 12/2021
Olympus Corporation Of The Americas Center Valley PA 05/2021 08/2021
Full Time Education- Penn State State College PA 08/2020 05/2021
Triose Inc Wyomissing PA 05/2019 08/2019
Full Time Education State College PA 08/2018 05/2019
Target Wyomissing PA 05/2018 08/2018
Full Time Education- Utica University Utica NY 08/2017 12/2017
Baum Construction Reading PA 06/2017 08/2017
Penn State University State College PA 08/2020 02/2021
Oley Valley High School Oley Valley PA 08/2016 06/2017
Penn State University State College PA 01/2018 05/2018
Penn State University State College PA 08/2019 05/2020
Qnb Bank Quakertown PA 09/2023 Present
Lpl Financial Llc Quakertown PA 11/2023 Present
Unemployed Reading PA 05/2020 08/2020
  • 06/2022 → 09/2023
    Pnc Capital Markets, Llc
    Philadelphia, PA
  • 05/2022 → 06/2022
    Unemployed
    Reading, PA
  • 08/2021 → 05/2022
    Pennsylvania State University
    State College, PA
  • 02/2021 → 12/2021
    World Trade Center Of Harrisburg
    Harrisburg, PA
  • 05/2021 → 08/2021
    Olympus Corporation Of The Americas
    Center Valley, PA
  • 08/2020 → 05/2021
    Full Time Education- Penn State
    State College, PA
  • 05/2019 → 08/2019
    Triose Inc
    Wyomissing, PA
  • 08/2018 → 05/2019
    Full Time Education
    State College, PA
  • 05/2018 → 08/2018
    Target
    Wyomissing, PA
  • 08/2017 → 12/2017
    Full Time Education- Utica University
    Utica, NY
  • 06/2017 → 08/2017
    Baum Construction
    Reading, PA
  • 08/2020 → 02/2021
    Penn State University
    State College, PA
  • 08/2016 → 06/2017
    Oley Valley High School
    Oley Valley, PA
  • 01/2018 → 05/2018
    Penn State University
    State College, PA
  • 08/2019 → 05/2020
    Penn State University
    State College, PA
  • 09/2023 → Present
    Qnb Bank
    Quakertown, PA
  • 11/2023 → Present
    Quakertown, PA
  • 05/2020 → 08/2020
    Unemployed
    Reading, PA
Other Businesses

1.11/16/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name QNB Financial Services; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
S63 Uniform Securities Agent State Law Examination 2022-08-17
  • S66 Uniform Combined State Law Examination
    2023-12-01
  • S63 Uniform Securities Agent State Law Examination
    2022-08-17
Other Names
  • Nathan Christman

View on SEC IAPD

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