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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2010-04-22
  • NM RA
    APPROVED
    Since 2010-04-22

Branch Locations

8220 San Pedro Ne Ste 505, Albuquerque, NM 87113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2006 Present
Northwestern Mutual Investment Services, Llc Albuquerque NM 10/2006 Present
Northwestern Mutual Welath Management Company Milwaukee WI 06/2013 Present
  • 05/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2006 → Present
    Albuquerque, NM
  • 06/2013 → Present
    Northwestern Mutual Welath Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) JUSTICE PROPERTIES, LLC, INVESTMENT-RELATED, 10128 AVENIDA VISTA CERROS NW, ALBUQUERQUE, NM 87114, 50% OWNER, 2 HOURS PER MONTH, START DATE 02/2012, LLC TO HOLD RENTAL PROPERTIES 3) TRUSTEE, JUSTICE IRREVOCABLE TRUST DATED AUGUST 27, 2008, IMMEDIATE FAMILY, START DATE: 02/16/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE PREMIUM PAYMENTS 4) OWNER, BNL INSURANCE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/03/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-11-20
  • S63 Uniform Securities Agent State Law Examination
    2006-11-20
Designations

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