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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
WA RA APPROVED 2024-02-13
  • TX RA
    APPROVED
    Since 2024-04-30
  • WA RA
    APPROVED
    Since 2024-02-13

Branch Locations

401 Union St, Seattle, WA 98101 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 06/2022 Present
Delfino's Chicago Style Pizza Seattle WA 01/2022 06/2022
Dorian Studios Seattle WA 08/2021 10/2021
Agua Verde Paddle Club Seattle WA 06/2021 08/2021
Vita Coco Seattle WA 06/2019 09/2019
Sandpoint Country Club Seattle WA 09/2016 06/2019
University Of Washington Seattle WA 09/2019 06/2023
K &; K Mercantile Inc Seattle WA 11/2018 12/2018
Employbridge Tukwila WA 11/2020 12/2020
Employbridge Tukwila WA 11/2021 12/2021
Bank Of America, N.A. Seattle WA 09/2023 Present
  • 06/2022 → Present
    Seattle, WA
  • 01/2022 → 06/2022
    Delfino's Chicago Style Pizza
    Seattle, WA
  • 08/2021 → 10/2021
    Dorian Studios
    Seattle, WA
  • 06/2021 → 08/2021
    Agua Verde Paddle Club
    Seattle, WA
  • 06/2019 → 09/2019
    Vita Coco
    Seattle, WA
  • 09/2016 → 06/2019
    Sandpoint Country Club
    Seattle, WA
  • 09/2019 → 06/2023
    University Of Washington
    Seattle, WA
  • 11/2018 → 12/2018
    K &; K Mercantile Inc
    Seattle, WA
  • 11/2020 → 12/2020
    Employbridge
    Tukwila, WA
  • 11/2021 → 12/2021
    Employbridge
    Tukwila, WA
  • 09/2023 → Present
    Bank Of America, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2024-02-12

View on SEC IAPD

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