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Charles Robert Low

LPl Financial LLC

Greenfield, IN

Ambridge, PA

Greenfield, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-01-11
  • IN RA
    APPROVED
    Since 2022-01-11

Branch Locations

812 E Main Street, Greenfield, IN 46140 • United States

Ambridge, PA • United States

812 E Main St, Greenfield, IN 46140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 10/2013 12/2021
Lpl Financial Llc Greenfield IN 12/2021 Present
Previous Registrations
Other Businesses

1. 01/01/1999 - FORTY FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ GREENFIELD, IN

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-27
S63 Uniform Securities Agent State Law Examination 2006-06-30
  • S65 Uniform Investment Adviser Law Examination
    2019-09-27
  • S63 Uniform Securities Agent State Law Examination
    2006-06-30
Other Names
  • Chase Robert Low

View on SEC IAPD

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