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Scott A Gwin

J.P. Morgan Securities LLC

Greenfield, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-12
IN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-09-12
  • IN RA
    APPROVED
    Since 2012-10-01

Branch Locations

2057 N. State Street, Greenfield, IN 46140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenfield IN 10/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Shelbyville, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenfield, IN
    Indianapolis, IN
    Shelbyville, IN
  • 2002-10-16 → 2005-07-06
    Banc One Securities Corporation
    Shelbyville, IN
  • 2001-04-03 → 2002-10-16
    Pruco Securities, Llc.
    Connersville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-15
S63 Uniform Securities Agent State Law Examination 2000-01-07
  • S65 Uniform Investment Adviser Law Examination
    2001-03-15
  • S63 Uniform Securities Agent State Law Examination
    2000-01-07
Other Names
  • Scott Allen Gwin

View on SEC IAPD

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