Scott A Gwin

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Greenfield, IN

Previous Registrations

• 2005-07-06 → 2012-10-01
  Chase Investment Services Corp.
  Shelbyville, IN
  Indianapolis, IN
  Indianapolis, IN
  Greenfield, IN
  Indianapolis, IN
  Shelbyville, IN
• 2002-10-16 → 2005-07-06
  Banc One Securities Corporation
  Shelbyville, IN
• 2001-04-03 → 2002-10-16
  Pruco Securities, Llc.
  Connersville, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-15
• S63 Uniform Securities Agent State Law Examination
  2000-01-07

Other Names

• Scott Allen Gwin