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Anthony Charles Caruso

Citizens Securities, Inc.

Bristol, RI

Johnston, RI

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-06-15
  • RI RA
    APPROVED
    Since 2026-06-15

Branch Locations

1146 Hope Street Mailstop: Ri-111, Bristol, RI 02809 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors Warwick RI 06/2022 01/2023
Aaa Professional Lawn Care Johnston RI 05/2019 08/2022
Northpointe Bank Providence RI 06/2021 08/2021
Arpin Van Lines, Inc. Warwick RI 06/2017 08/2018
Fidelity Investments Smithfield RI 05/2023 04/2026
Quinnipiac University Hamden CT 08/2018 05/2023
Unemployed Johnston RI 01/2013 06/2017
Johnston Recreations Johnston RI 06/2014 08/2018
Citizens Securities, Inc. Bristol RI 04/2026 Present
  • 06/2022 → 01/2023
    Equitable Advisors
    Warwick, RI
  • 05/2019 → 08/2022
    Aaa Professional Lawn Care
    Johnston, RI
  • 06/2021 → 08/2021
    Northpointe Bank
    Providence, RI
  • 06/2017 → 08/2018
    Arpin Van Lines, Inc.
    Warwick, RI
  • 05/2023 → 04/2026
    Fidelity Investments
    Smithfield, RI
  • 08/2018 → 05/2023
    Quinnipiac University
    Hamden, CT
  • 01/2013 → 06/2017
    Unemployed
    Johnston, RI
  • 06/2014 → 08/2018
    Johnston Recreations
    Johnston, RI
  • 04/2026 → Present
    Citizens Securities, Inc.
    Bristol, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-15
S63 Uniform Securities Agent State Law Examination 2023-10-12
  • S65 Uniform Investment Adviser Law Examination
    2026-06-15
  • S63 Uniform Securities Agent State Law Examination
    2023-10-12
Other Names
  • Anthony Charles Caruso
  • Anthony Caruso
  • Anthony Charles Caruso

View on SEC IAPD

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