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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
6 Gooding Avenue, Bristol, RI 02809 • United States
360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 04/2019 | 08/2022 |
| Santander Securities, Llc | Dorchester | MA | 04/2019 | 08/2022 |
| Unemployed | Portsmouth | RI | 11/2018 | 04/2019 |
| Td Ameritrade, Inc. (7870) | Providence | RI | 04/2014 | 11/2018 |
| Lpl Financial Llc | Bristol | RI | 10/2022 | Present |
| Banknewport | Bristol | RI | 09/2022 | Present |
1) 10/2022 - Oceanpoint Investment Solutions - DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 10/2022- LMV Holdings, LLC- Real Estate Rental- owner- Tiverton, RI - start date 6/1/2022- 1-2 hrs/mth 3) 10/2022- Sakonnet East Professional Center Condo Association- HOA-Head of Association- non-inv. related- Tiverton, RI- start date 6/1/2022- 2hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-01 |
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