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Kim Hong

Vanguard Advisers, Inc.

Plano, TX

CRD 7576724

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-12
  • TX RA
    APPROVED
    Since 2025-12-12

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Plano TX 07/2022 Present
Unemployed Richardson TX 03/2022 07/2022
Rocket Mortgage Richardson TX 12/2021 03/2022
Pennymac Loan Services Plano TX 06/2020 11/2021
Nationstar Mortgage Llc Lewisville TX 06/2019 06/2020
Denton Center Appraisal District Denton TX 03/2019 06/2019
University Of North Texas Denton TX 08/2014 12/2017
Corestaff Staffing Agency Carollton TX 10/2018 12/2018
Coach Net Lewisville TX 04/2018 08/2018
Avesta Denton TX 03/2018 03/2018
Salata Denton TX 05/2016 01/2018
University Of North Texas Denton TX 01/2018 12/2019
Vanguard Marketing Corporaton Plano TX 07/2022 Present
Vanguard Advisers, Inc. Plano TX 12/2025 Present
  • 07/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 03/2022 → 07/2022
    Unemployed
    Richardson, TX
  • 12/2021 → 03/2022
    Rocket Mortgage
    Richardson, TX
  • 06/2020 → 11/2021
    Pennymac Loan Services
    Plano, TX
  • 06/2019 → 06/2020
    Nationstar Mortgage Llc
    Lewisville, TX
  • 03/2019 → 06/2019
    Denton Center Appraisal District
    Denton, TX
  • 08/2014 → 12/2017
    University Of North Texas
    Denton, TX
  • 10/2018 → 12/2018
    Corestaff Staffing Agency
    Carollton, TX
  • 04/2018 → 08/2018
    Coach Net
    Lewisville, TX
  • 03/2018 → 03/2018
    Avesta
    Denton, TX
  • 05/2016 → 01/2018
    Salata
    Denton, TX
  • 01/2018 → 12/2019
    University Of North Texas
    Denton, TX
  • 07/2022 → Present
    Vanguard Marketing Corporaton
    Plano, TX
  • 12/2025 → Present
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-10
S63 Uniform Securities Agent State Law Examination 2022-08-30
  • S66 Uniform Combined State Law Examination
    2025-12-10
  • S63 Uniform Securities Agent State Law Examination
    2022-08-30

View on SEC IAPD

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