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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
NJ RA APPROVED 2024-01-25
  • TX RA
    APPROVED
    Since 2024-03-19
  • NJ RA
    APPROVED
    Since 2024-01-25

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roselle NY 07/2023 Present
Kiddie Soccer Oradell NJ 09/2022 12/2022
Merrill Lynch And Bank Of America Princeton NJ 06/2022 08/2022
Allaire Country Day Wall NJ 07/2021 08/2021
Aqua-Land Pools Manasquan NJ 05/2021 07/2021
Seton Hall South Orange NJ 08/2022 12/2022
Seton Hall South Orange NJ 01/2023 05/2023
Seton Hall South Orange NJ 01/2022 05/2022
Unemployed Wall NJ 05/2023 07/2023
Unemployed Wall NJ 05/2022 06/2022
Seton Hall South Orange NJ 08/2021 12/2021
Seton Hall South Orange NJ 01/2021 05/2021
Seton Hall South Orange NJ 08/2020 12/2020
Unemployed Wall NJ 05/2020 08/2020
Seton Hall South Orange NJ 01/2020 05/2020
Seton Hall South Orange NJ 08/2019 12/2019
Allaire Country Day Wall NJ 06/2019 08/2019
Wall High School Wall NJ 09/2018 06/2019
Allaire Country Day Wall NJ 06/2018 08/2018
Wall High School Wall NJ 09/2017 06/2018
Allaire Country Day Wall NJ 06/2017 08/2017
Wall High School Wall NJ 09/2016 06/2017
Bank Of America, N.A. Roselle NJ 08/2023 Present
  • 07/2023 → Present
    Roselle, NY
  • 09/2022 → 12/2022
    Kiddie Soccer
    Oradell, NJ
  • 06/2022 → 08/2022
    Merrill Lynch And Bank Of America
    Princeton, NJ
  • 07/2021 → 08/2021
    Allaire Country Day
    Wall, NJ
  • 05/2021 → 07/2021
    Aqua-Land Pools
    Manasquan, NJ
  • 08/2022 → 12/2022
    Seton Hall
    South Orange, NJ
  • 01/2023 → 05/2023
    Seton Hall
    South Orange, NJ
  • 01/2022 → 05/2022
    Seton Hall
    South Orange, NJ
  • 05/2023 → 07/2023
    Unemployed
    Wall, NJ
  • 05/2022 → 06/2022
    Unemployed
    Wall, NJ
  • 08/2021 → 12/2021
    Seton Hall
    South Orange, NJ
  • 01/2021 → 05/2021
    Seton Hall
    South Orange, NJ
  • 08/2020 → 12/2020
    Seton Hall
    South Orange, NJ
  • 05/2020 → 08/2020
    Unemployed
    Wall, NJ
  • 01/2020 → 05/2020
    Seton Hall
    South Orange, NJ
  • 08/2019 → 12/2019
    Seton Hall
    South Orange, NJ
  • 06/2019 → 08/2019
    Allaire Country Day
    Wall, NJ
  • 09/2018 → 06/2019
    Wall High School
    Wall, NJ
  • 06/2018 → 08/2018
    Allaire Country Day
    Wall, NJ
  • 09/2017 → 06/2018
    Wall High School
    Wall, NJ
  • 06/2017 → 08/2017
    Allaire Country Day
    Wall, NJ
  • 09/2016 → 06/2017
    Wall High School
    Wall, NJ
  • 08/2023 → Present
    Bank Of America, N.A.
    Roselle, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-24
  • S66 Uniform Combined State Law Examination
    2024-01-24
Other Names
  • Mike Spina

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