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Dana Nicole Cabela

49 Financial

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-03

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Advisor Network D/B/A 49 Financial Austin TX 03/2022 12/2022
Auburn University Auburn AL 08/2018 05/2022
Camp Ozark Mt. Ida AR 05/2019 06/2019
Lakeview Baptist Church Auburn AL 09/2020 11/2020
Fresh Native Dripping Springs TX 08/2021 12/2021
Vintage Soul Dripping Springs TX 05/2021 05/2021
Asante Lodging And Events Dripping Springs TX 08/2016 06/2022
Purshe Kaplan Sterling Investments Albany NY 06/2022 01/2024
Dripping Springs Hs Dripping Springs TX 07/2014 06/2018
49 Financial Austin TX 05/2023 Present
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 Present
  • 03/2022 → 12/2022
    Thrivent Advisor Network D/B/A 49 Financial
    Austin, TX
  • 08/2018 → 05/2022
    Auburn University
    Auburn, AL
  • 05/2019 → 06/2019
    Camp Ozark
    Mt. Ida, AR
  • 09/2020 → 11/2020
    Lakeview Baptist Church
    Auburn, AL
  • 08/2021 → 12/2021
    Fresh Native
    Dripping Springs, TX
  • 05/2021 → 05/2021
    Vintage Soul
    Dripping Springs, TX
  • 08/2016 → 06/2022
    Asante Lodging And Events
    Dripping Springs, TX
  • 06/2022 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2014 → 06/2018
    Dripping Springs Hs
    Dripping Springs, TX
  • 05/2023 → Present
    Austin, TX
  • 07/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) 49 Financial / Fixed Insurance. Not Investment Related. 3711 S MoPac Expy, Ste 105, Austin, TX 78735. Fixed / Traditional Insurance. Agent. Start 9/2022. 4 hrs/mo during trading. Sales of fixed / traditional insurance products. 2) 49 Financial; Investment Advisor Representative. Investment Related; 3711 S MoPac Expy, Ste 105, Austin, TX 78735. Start 05/2024; 40 hours per month during business hours; Give investment related advice 3) Oakwood Capital Securities; investment related; 3711 S MoPac Expy, Ste 105, Austin, TX 78735; Start: 2024-07-23; 135 Hours per month devoted to business during trading hours; Discuss and recommend products for sale and compensated through commission.; Position Title: Registered Representative.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-03
S63 Uniform Securities Agent State Law Examination 2022-07-08
  • S65 Uniform Investment Adviser Law Examination
    2024-05-03
  • S63 Uniform Securities Agent State Law Examination
    2022-07-08
Other Names
  • Dana Nicole Cabela
  • Dana Cabela

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