Best Investors
Account
Sign in
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Advisor Network D/B/A 49 Financial | Austin | TX | 03/2022 | 12/2022 |
| Auburn University | Auburn | AL | 08/2018 | 05/2022 |
| Camp Ozark | Mt. Ida | AR | 05/2019 | 06/2019 |
| Lakeview Baptist Church | Auburn | AL | 09/2020 | 11/2020 |
| Fresh Native | Dripping Springs | TX | 08/2021 | 12/2021 |
| Vintage Soul | Dripping Springs | TX | 05/2021 | 05/2021 |
| Asante Lodging And Events | Dripping Springs | TX | 08/2016 | 06/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2022 | 01/2024 |
| Dripping Springs Hs | Dripping Springs | TX | 07/2014 | 06/2018 |
| 49 Financial | Austin | TX | 05/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | Present |
1) 49 Financial / Fixed Insurance. Not Investment Related. 3711 S MoPac Expy, Ste 105, Austin, TX 78735. Fixed / Traditional Insurance. Agent. Start 9/2022. 4 hrs/mo during trading. Sales of fixed / traditional insurance products. 2) 49 Financial; Investment Advisor Representative. Investment Related; 3711 S MoPac Expy, Ste 105, Austin, TX 78735. Start 05/2024; 40 hours per month during business hours; Give investment related advice 3) Oakwood Capital Securities; investment related; 3711 S MoPac Expy, Ste 105, Austin, TX 78735; Start: 2024-07-23; 135 Hours per month devoted to business during trading hours; Discuss and recommend products for sale and compensated through commission.; Position Title: Registered Representative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-08 |
Reach out to this advisor