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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-10 |
| SC | RA | APPROVED | 2026-04-24 |
| AZ | RA | APPROVED | 2026-02-06 |
| NJ | RA | APPROVED | 2026-01-12 |
| FL | RA | APPROVED | 2025-07-31 |
| KY | RA | APPROVED | 2025-06-04 |
| MD | RA | APPROVED | 2025-05-30 |
| NY | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Roslyn | NY | 09/2023 | Present |
| Northeast Financial Network | Roslyn | NY | 07/2023 | 09/2023 |
| Rizza Financial Services | Melville | NY | 06/2022 | 08/2022 |
| Brookville Country Club | Glen Head | NY | 06/2020 | 08/2020 |
| University Of Scranton | Scranton | PA | 08/2019 | 05/2023 |
| Luigi's Pizzeria | Mineola | NY | 12/2018 | 12/2023 |
| Arc Excess & Surplus, Llc | Jericho | NY | 06/2018 | 08/2018 |
| Chaminade High School | Mineola | NY | 08/2015 | 06/2019 |
| Park Avenue Securities Llc | Roslyn | NY | 03/2024 | Present |
1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance outside of Guardian, Start date: 11/17/2025, Address: 165 Primrose Rd, Williston Park, NY, 11596, Duties: Insurance other than Guardian 5 total hours per month; 5 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-10 |
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