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Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-20 |
Branch Locations
Scottsdale, AZ • United States
14624 Scottsdale Rd Suite 195, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simplicity Investments | Summit | NJ | 05/2026 | Present |
| Baird Private Wealth Management | Scottsdale | AZ | 09/2022 | 04/2026 |
| Baird Private Wealth Management | Tucson | AZ | 04/2022 | 08/2022 |
| University Of Arizona | Tucson | AZ | 08/2021 | 04/2022 |
| Finemark National Bank And Trust | Scottsdale | AZ | 04/2021 | 08/2021 |
| University Of Arizona | Tucson | AZ | 08/2020 | 04/2021 |
| Plastics Engineering Company | Sheboygan | WI | 04/2020 | 08/2020 |
| University Of Arizona | Tucson | AZ | 08/2019 | 04/2020 |
| Plastics Engineering Company | Sheboygan | WI | 04/2019 | 08/2019 |
| University Of Arizona | Tucson | AZ | 08/2018 | 04/2019 |
| Northern Exposure Landscaping | Mequon | WI | 04/2018 | 08/2018 |
| Chaparral High School | Scottsdale | AZ | 08/2016 | 04/2018 |
| Duffy Mathias Private Wealth | Scottsdale | AZ | 04/2026 | Present |
1.) DUFFY MATHIAS PRIVATE WEALTH - 4/23/26 - 14624 N. Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Registered Client Specialist, Financial planning, operations, client service, Invt Rel, Wealth mgmt business, 150 hrs/mo; 130 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-12 |
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