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Finnian David Gaudreau

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-10-15
TX RA APPROVED 2024-09-05
  • DC RA
    APPROVED
    Since 2024-10-15
  • TX RA
    APPROVED
    Since 2024-09-05

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 07/2024 Present
J.P. Morgan Securities Llc New York NY 07/2024 Present
Truist Financial Corporation Charlotte NC 06/2023 08/2023
Compass Point Llc Washington DC 06/2022 08/2022
Habor Investment Advisory Timonium MD 05/2022 05/2022
Wake Forest University Tutoring Winston-Salem NC 11/2021 10/2022
Sherwood Forest Boys And Girls Camp Annapolis MD 06/2018 01/2021
Wake Forest University Winston-Salem NC 08/2020 04/2024
Unemployed Towson MD 07/2014 05/2018
Unemployed Annapolis MD 05/2024 06/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2023 → 08/2023
    Truist Financial Corporation
    Charlotte, NC
  • 06/2022 → 08/2022
    Compass Point Llc
    Washington, DC
  • 05/2022 → 05/2022
    Habor Investment Advisory
    Timonium, MD
  • 11/2021 → 10/2022
    Wake Forest University Tutoring
    Winston-Salem, NC
  • 06/2018 → 01/2021
    Sherwood Forest Boys And Girls Camp
    Annapolis, MD
  • 08/2020 → 04/2024
    Wake Forest University
    Winston-Salem, NC
  • 07/2014 → 05/2018
    Unemployed
    Towson, MD
  • 05/2024 → 06/2024
    Unemployed
    Annapolis, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-05
  • S66 Uniform Combined State Law Examination
    2024-09-05
Other Names
  • Finn David Gaudreau
  • Finnian David Gaudreau

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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