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Justin A Proudfoot

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7573208

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-06
TX RA APPROVED 2023-07-06
  • AZ RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED
    Since 2023-07-06

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Scottsdale AZ 06/2022 Present
Capstone Financial Scottsdale AZ 12/2021 01/2023
Education At Work Tempe AZ 05/2020 11/2021
New Leaf Trading Kingman AZ 01/2018 12/2021
Proud Passage Company Kingman AZ 05/2016 06/2018
Arizona State University Tempe AZ 08/2017 05/2022
  • 06/2022 → Present
    The Vanguard Group
    Scottsdale, AZ
  • 12/2021 → 01/2023
    Capstone Financial
    Scottsdale, AZ
  • 05/2020 → 11/2021
    Education At Work
    Tempe, AZ
  • 01/2018 → 12/2021
    New Leaf Trading
    Kingman, AZ
  • 05/2016 → 06/2018
    Proud Passage Company
    Kingman, AZ
  • 08/2017 → 05/2022
    Arizona State University
    Tempe, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2022-09-09
Other Names
  • Justin Proudfoot

View on SEC IAPD

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