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Andrew Robert Alvey

Rbc Capital Markets, LLC

Rockville, MD

Rockville, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-10
MD RA APPROVED 2023-04-06
  • TX RA
    APPROVED
    Since 2023-04-10
  • MD RA
    APPROVED
    Since 2023-04-06

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Rockville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Rockville MD 06/2022 Present
Herson's Honda Rockville MD 01/2022 06/2022
Interim Healthcare Gaithersburg MD 03/2021 12/2021
Howard P Sachs & Associates Cpa Llc Bethesda MD 11/2020 02/2021
Herson's Honda Rockville MD 07/2013 11/2020
  • 06/2022 → Present
    Rbc Capital Markets Llc
    Rockville, MD
  • 01/2022 → 06/2022
    Herson's Honda
    Rockville, MD
  • 03/2021 → 12/2021
    Interim Healthcare
    Gaithersburg, MD
  • 11/2020 → 02/2021
    Howard P Sachs & Associates Cpa Llc
    Bethesda, MD
  • 07/2013 → 11/2020
    Herson's Honda
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-06
  • S66 Uniform Combined State Law Examination
    2023-04-06

View on SEC IAPD

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JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
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Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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