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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-01-09 |
Branch Locations
141 W Huron St, Berlin, WI 54923 • United States
201 E Fond Du Lac St, Ripon, WI 54971 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dick's Sporting Goods | Brookfield | WI | 05/2022 | 09/2022 |
| Dick's Sporting Goods | La Crosse | WI | 10/2021 | 05/2022 |
| Uw La Crosse | La Crosse | WI | 09/2018 | 05/2022 |
| Fliteway Technologies Inc. | Cudahy | WI | 06/2018 | 09/2021 |
| Dominos Pizza | La Crosse | WI | 03/2021 | 05/2021 |
| Panera Bread | Delafield | WI | 02/2016 | 01/2019 |
| Arrowhead High School | Hartland | WI | 09/2014 | 06/2018 |
| Lacrosse Lightning Club | Lacrosse | WI | 02/2019 | 05/2022 |
| Thrivent Investment Management Inc | Ripon | WI | 07/2022 | Present |
| Thrivent Financial | Appleton | WI | 09/2022 | 05/2023 |
| Thrivent Financial | Appleton | WI | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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