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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
WI RA APPROVED 2013-06-07
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • WI RA
    APPROVED
    Since 2013-06-07

Branch Locations

141 W Huron St, Berlin, WI 54923 • United States

201 E Fond Du Lac St, Ripon, WI 54971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 05/2004 Present
Thrivent Investment Management Inc Berlin WI 10/2004 Present
Other Businesses

141 W. HURON ST. LLC IS THE OTHER BUSINESS. I OWN THE BUSINESS AND THE BUSINESS OWNS A BUILDING. THIS IS THE BUILDING THAT I AM COLLECTING RENT ON FROM MY BUSINESS WITH THRIVENT AND FROM THREE OTHER BUSINESSES IN TOWN. THE ADDRESS IS THE SAME AS THE LLC. THE START DATE WAS APRIL 16, 2010. NO TIME DEVOTED TO THE BUSINESS. JUST AN HOUR OR TWO A MONTH TO PAY BILLS AND COLLECT RENT. IF THERE ARE SOME THINGS THAT NEED TO BE DONE MAINTENANCE WISE I WILL DO THAT IN MY OFF TIME. FARM RENT POSITION: Owner NATURE: The farm land is being rented, i collect a rent check. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: 8399 State Road 91, Berlin WI 54923, United States DESCRIPTION: no responsibilities. only if a something falls onto farm land i want to remove it so he can farm more of the land

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-06
S63 Uniform Securities Agent State Law Examination 2004-04-29
  • S65 Uniform Investment Adviser Law Examination
    2013-06-06
  • S63 Uniform Securities Agent State Law Examination
    2004-04-29
Other Names
  • David Robert Shattuck
  • David Robert Shattuck

View on SEC IAPD

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