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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-17 |
| MO | RA | APPROVED | 2006-07-26 |
Branch Locations
3660 S. Geyer Road Suite 200, St. Louis, MO 63127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2006 | Present |
| Msmf Wealth Management | St. Louis | MO | 05/2006 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2006 | Present |
1)MSMF WEALTH MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE THROUGH CETERA; ENTITY IS INV. RELATED; SAME AS REGISTERED LOCATION; BUSINESS-FINANCIAL SERV & EMP BENEFIT SALES; PARAPLANNER; SINCE 01/2019; 40 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) NAME OF OTHER BUSINESS: LEGACY POINTE HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOATION; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: 0-1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-1 ; BRIEF DESCRIPTION OF DUTIES: MEMBER OF HOA BOARD;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-07 |
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