Alison Marie Smith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-04
IL	RA	APPROVED	2018-11-19

TX RA
APPROVED

Since 2019-01-04
IL RA
APPROVED

Since 2018-11-19

Branch Locations

207 E Church St Suite D, Sandwich, IL 60548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Sandwich	IL	11/2014	Present

11/2014 → Present

Edward Jones

Sandwich, IL

Previous Registrations

2010-09-28 → 2010-11-12

Edward Jones

St Louis, MO

Santa Rosa Beach, FL

Other Businesses

ACE Music Productions Type of business: Music Oswego, IL Start date: 7/15/2025 Owner Hours per week: 5 Hours during trading: 0 I will be creating music arrangements for the harp with vocals for sale.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-17

S66 Uniform Combined State Law Examination

2018-11-17

Other Names

Alison M Riley
Alison Marie Rutherford
Alison M Rutherford
Alison M Smith

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

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Other Offices

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