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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2015 | 08/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2020 | 11/2025 |
| Family Focused Financial | Sandwich | IL | 07/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 11/2025 |
| Equitable Advisors, Llc | New York | NY | 11/2025 | Present |
1. Independent Agent - Outside Fixed Insurance Sales2. Power of Attorney for Spouse, start date 12/2019.3. Successor Trustee for Spouse, David M Sypien Trust dtd 12/13/2019, start date 12/2019.4. Family Focused Financial, LLC, Sandwich, IL. Owner, payroll, bookkeeping bill paying, office maintenance. Not investment related, start date 07/2020, 5 hours per week. 5. DBA: Family Focused Financial, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-04 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-19 |
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