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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-27 |
Branch Locations
750 E. Jefferson Street Suite 100, Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Financial | Louisville | KY | 10/2014 | 12/2021 |
| Truist Securities | Louisville | KY | 06/2022 | 03/2025 |
| Unemployed | Louisville | KY | 01/2021 | 06/2022 |
| Fifth Third Bank | Louisville | KY | 03/2025 | Present |
| Fifth Third Securities | Louisville | KY | 03/2025 | Present |
SFR rental property - 432 Hillcrest Ave., Louisville 40206 - owner/landlord - 1 hr/mo (1 mkt hr) - not securities related - will not interfere with duties at firm ---------------------------------------------------------------------- GDP LLC dba Proof - 1216 Winslow Way, Paducah KY - distillery/energy consultant - co-owner - 4 hrs/mo (2 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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