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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eagle Valley High School | Gypsum | CO | 08/2015 | 06/2019 |
| University Of Colorado Boulder | Boulder | CO | 08/2019 | 05/2023 |
| Color Coffee Roasters | Eagle | CO | 03/2017 | 07/2020 |
| Castle Peak Veterinary Service | Eagle | CO | 07/2016 | 11/2017 |
| Freds Plumbing And Heating | Eagle | CO | 07/2020 | 01/2021 |
| Uber Eats | Boulder | CO | 11/2020 | 03/2021 |
| Ferruco Vail Operations Corporation | Vail | CO | 12/2017 | 03/2018 |
| Fidelity Investments | Greenwood Village | CO | 05/2022 | 05/2023 |
| Freds Plumbing And Heating | Eagle | CO | 10/2017 | 02/2018 |
| Garrison Financial Group | Littleton | CO | 06/2023 | 11/2025 |
| Northwestern Mutual Investment Services Llc | Lakewood | CO | 12/2023 | 07/2024 |
| Colorado Mountain College | Edwards | CO | 08/2016 | 08/2019 |
| Raymond James Financial Services, Inc. | Littleton | CO | 07/2024 | 11/2025 |
| Focus Partners Wealth, Llc | St. Louis | MO | 12/2025 | Present |
| Old Oak Coffee House | Niwot | CO | 04/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-08 |
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