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63 Forest Avenue, Locust Valley, NY 11560 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-24 |
Branch Locations
135 Crossways Park Drive Suite 404, Woodbury, NY 11797 • United States
63 Forest Avenue, Locust Valley, NY 11560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2022 | 04/2025 |
| Navsea - Norfolk Naval Shipyard | Portsmouth | VA | 09/2016 | 06/2022 |
| Untied States Merchant Marine Academy - Full Time Education | 300 Steamboat Rf | NY | 07/2012 | 09/2016 |
| Spire Securities, Llc | Woodbury | NY | 04/2025 | Present |
| Platform Technology Partners | Woodbury | NY | 04/2025 | Present |
1. Employed by NEPW - unaffiliated SEC RIA. Full time since 04/2025. Salaried admin position. 2. Employed by Spire Securities, LLC - unaffiliated BD. Full time since 04/2025. Salaried Registered Admin position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-03 |
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