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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
AZ RA APPROVED 2023-06-27
  • TX RA
    APPROVED
    Since 2023-07-26
  • AZ RA
    APPROVED
    Since 2023-06-27

Branch Locations

3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Tucson AZ 05/2022 Present
The Horseshoe Grill Tucson AZ 05/2016 01/2023
Advantage Air Mechanical Tucson AZ 03/2020 04/2020
Doordash Tucson AZ 05/2021 05/2022
Postmates Tucson AZ 12/2019 03/2021
City National Bank Tucscon AZ 08/2023 Present
  • 05/2022 → Present
    Tucson, AZ
  • 05/2016 → 01/2023
    The Horseshoe Grill
    Tucson, AZ
  • 03/2020 → 04/2020
    Advantage Air Mechanical
    Tucson, AZ
  • 05/2021 → 05/2022
    Doordash
    Tucson, AZ
  • 12/2019 → 03/2021
    Postmates
    Tucson, AZ
  • 08/2023 → Present
    City National Bank
    Tucscon, AZ
Other Businesses

(1) NAME OF ENTITY: Tu Nidito ADDRESS: 3922 N Mountain Ave Tucson Arizona 85719 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 05/11/2024 CAPACITY: Board of Directors DUTIES: As a board member of Tu Nidito, I am fully committed and dedicated to the mission and will work to carry out this mission. I understand that my duties and responsibilities include the following: • Ensure the agency meets legal requirements and ethical norms. • Ensure the Board operates within its by-laws, and adopts or amends as needed. • Adopt policies that support the mission, governing principles, and functions of the agency. • Assume ultimate responsibility for internal policies that govern the agency. • Approve and monitor the corporate finances of the agency. • Understand and approve the annual audit. • Set strategic direction in line with the mission. • Evaluate agency progress toward annual goals and strategic plan. • Participate in Quality Review of the organization’s performance, outcomes and risk assessment. • Select, employ and evaluate the Executive Director. HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-22
  • S66 Uniform Combined State Law Examination
    2023-06-22
Other Names
  • Ernie Michael Duran

View on SEC IAPD

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