Spencer J Williams

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-03
TX	RA	APPROVED	2025-10-31

Branch Locations

Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Phoenix	AZ	07/2023	10/2025
Bank Of America	Los Angeles	CA	06/2022	08/2022
Vail Resorts - Any Mountain	Dublin	CA	12/2018	09/2019
Dicks Sporting Goods	Scottsdale	AZ	05/2021	07/2021
Wente Vineyards	Livermore	CA	01/2018	04/2018
Monicas	Livermore	CA	06/2018	01/2019
University Of Alabama	Tuscaloosa	AL	07/2021	05/2023
Mendenhall Middle School And Granada High School	Livermore	CA	01/2013	01/2018
University Of Alabama	Tuscaloosa	AL	08/2019	05/2021
Bank Of America, N.A.	Phoenix	AZ	09/2023	10/2025
Ubs Financial Services Inc.	San Antonio	TX	10/2025	Present

07/2023 → 10/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
06/2022 → 08/2022

Bank Of America

Los Angeles, CA
12/2018 → 09/2019

Vail Resorts - Any Mountain

Dublin, CA
05/2021 → 07/2021

Dicks Sporting Goods

Scottsdale, AZ
01/2018 → 04/2018

Wente Vineyards

Livermore, CA
06/2018 → 01/2019

Monicas

Livermore, CA
07/2021 → 05/2023

University Of Alabama

Tuscaloosa, AL
01/2013 → 01/2018

Mendenhall Middle School And Granada High School

Livermore, CA
08/2019 → 05/2021

University Of Alabama

Tuscaloosa, AL
09/2023 → 10/2025

Bank Of America, N.A.

Phoenix, AZ
10/2025 → Present

Ubs Financial Services Inc.

San Antonio, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-22

Other Firms