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Richard Joseph Drucker

49 Financial

Austin, TX

Charlotte, NC

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-10
TX RA APPROVED 2024-04-24
  • NC RA
    APPROVED
    Since 2025-11-10
  • TX RA
    APPROVED
    Since 2024-04-24

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

1213 W Morehead St Suite 508, Charlotte, NC 28208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Breaker's Bar And Grill Columbia SC 01/2020 03/2021
Amazon Baltimore MD 05/2020 08/2020
Salty Nut Cafe Columbia SC 09/2020 12/2020
Jake's Bar And Grill Columbia SC 03/2021 08/2022
Grillmarx Steakhouse Columbia MD 05/2021 08/2021
49 Financial Charlotte NC 02/2023 Present
Columbia Association Columbia MD 02/2017 09/2018
Let's Move Llc (Wayforth) Fulton MD 06/2019 08/2019
Unemployed N/A XX 10/2018 05/2019
Unemployed N/A XX 09/2019 12/2019
Unemployed N/A XX 09/2022 01/2023
Unemployed N/A XX 01/2012 01/2017
Pks Investments Albany NY 05/2023 01/2024
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 12/2024
  • 01/2020 → 03/2021
    Breaker's Bar And Grill
    Columbia, SC
  • 05/2020 → 08/2020
    Amazon
    Baltimore, MD
  • 09/2020 → 12/2020
    Salty Nut Cafe
    Columbia, SC
  • 03/2021 → 08/2022
    Jake's Bar And Grill
    Columbia, SC
  • 05/2021 → 08/2021
    Grillmarx Steakhouse
    Columbia, MD
  • 02/2023 → Present
    Charlotte, NC
  • 02/2017 → 09/2018
    Columbia Association
    Columbia, MD
  • 06/2019 → 08/2019
    Let's Move Llc (Wayforth)
    Fulton, MD
  • 10/2018 → 05/2019
    Unemployed
    N/A, XX
  • 09/2019 → 12/2019
    Unemployed
    N/A, XX
  • 09/2022 → 01/2023
    Unemployed
    N/A, XX
  • 01/2012 → 01/2017
    Unemployed
    N/A, XX
  • 05/2023 → 01/2024
    Pks Investments
    Albany, NY
  • 07/2024 → 12/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) 49 Financial / Fixed insurance agent / non-Investment related / Insurance agent since 02/2023 / 1213 W Morehead St. Suite 508, Charlotte, NC 28208/ 40 hours per month during business hours / Meet with clients, discuss financial goals and needs, and, if applicable, provide fixed insurance services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-24
S63 Uniform Securities Agent State Law Examination 2023-04-05
  • S65 Uniform Investment Adviser Law Examination
    2024-04-24
  • S63 Uniform Securities Agent State Law Examination
    2023-04-05
Other Names
  • Rj Drucker
  • Richard Drucker

View on SEC IAPD

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