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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-10 |
| TX | RA | APPROVED | 2024-04-24 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
1213 W Morehead St Suite 508, Charlotte, NC 28208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Breaker's Bar And Grill | Columbia | SC | 01/2020 | 03/2021 |
| Amazon | Baltimore | MD | 05/2020 | 08/2020 |
| Salty Nut Cafe | Columbia | SC | 09/2020 | 12/2020 |
| Jake's Bar And Grill | Columbia | SC | 03/2021 | 08/2022 |
| Grillmarx Steakhouse | Columbia | MD | 05/2021 | 08/2021 |
| 49 Financial | Charlotte | NC | 02/2023 | Present |
| Columbia Association | Columbia | MD | 02/2017 | 09/2018 |
| Let's Move Llc (Wayforth) | Fulton | MD | 06/2019 | 08/2019 |
| Unemployed | N/A | XX | 10/2018 | 05/2019 |
| Unemployed | N/A | XX | 09/2019 | 12/2019 |
| Unemployed | N/A | XX | 09/2022 | 01/2023 |
| Unemployed | N/A | XX | 01/2012 | 01/2017 |
| Pks Investments | Albany | NY | 05/2023 | 01/2024 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | 12/2024 |
1) 49 Financial / Fixed insurance agent / non-Investment related / Insurance agent since 02/2023 / 1213 W Morehead St. Suite 508, Charlotte, NC 28208/ 40 hours per month during business hours / Meet with clients, discuss financial goals and needs, and, if applicable, provide fixed insurance services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-05 |
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