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Sumner A Colohan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
OH RA APPROVED 2023-12-12
  • TX RA
    APPROVED
    Since 2024-01-12
  • OH RA
    APPROVED
    Since 2023-12-12

Branch Locations

7796 Montgomery Rd, Cincinnati, OH 45236 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 09/2023 Present
Bank Of America Houston TX 06/2022 08/2022
Unemployed Cincinnati OH 03/2001 06/2022
Rice University Houston TX 08/2022 09/2023
Bank Of America, N.A. Cincinnati OH 10/2023 Present
  • 09/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cincinnati, OH
  • 06/2022 → 08/2022
    Bank Of America
    Houston, TX
  • 03/2001 → 06/2022
    Unemployed
    Cincinnati, OH
  • 08/2022 → 09/2023
    Rice University
    Houston, TX
  • 10/2023 → Present
    Bank Of America, N.A.
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-09
  • S66 Uniform Combined State Law Examination
    2023-12-09
Other Names
  • Sumner Colohan

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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