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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-20
  • IL RA
    APPROVED
    Since 2024-08-20

Branch Locations

272 E Deerpath Rd Ste 204, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph Guin Lake Forest IL 05/2024 Present
Unemployed Lake Forest IL 01/2024 05/2024
Bank Of America Merrill Lynch Palm Springs FL 07/2023 01/2024
Unemployed Lake Forest IL 06/2023 06/2023
Student Miami FL 08/2022 05/2023
Bank Of America Merrill Lynch Miami FL 05/2022 08/2023
Student Miami FL 08/2021 05/2022
Uline Pleasant Prairie WI 05/2021 08/2021
Student Miami FL 08/2020 05/2021
Winter Club Lake Forest IL 05/2020 03/2023
Student Miami FL 08/2019 05/2020
Winter Club Lake Forest IL 05/2019 08/2019
Student Lake Forest IL 08/2015 05/2019
Winter Club Lake Forest IL 05/2018 08/2018
Timothy Hender Lake Forest IL 05/2024 Present
Northwestern Mutual Investment Services Llc Lake Forest IL 08/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2024 Present
  • 05/2024 → Present
    Joseph Guin
    Lake Forest, IL
  • 01/2024 → 05/2024
    Unemployed
    Lake Forest, IL
  • 07/2023 → 01/2024
    Bank Of America Merrill Lynch
    Palm Springs, FL
  • 06/2023 → 06/2023
    Unemployed
    Lake Forest, IL
  • 08/2022 → 05/2023
    Student
    Miami, FL
  • 05/2022 → 08/2023
    Bank Of America Merrill Lynch
    Miami, FL
  • 08/2021 → 05/2022
    Student
    Miami, FL
  • 05/2021 → 08/2021
    Uline
    Pleasant Prairie, WI
  • 08/2020 → 05/2021
    Student
    Miami, FL
  • 05/2020 → 03/2023
    Winter Club
    Lake Forest, IL
  • 08/2019 → 05/2020
    Student
    Miami, FL
  • 05/2019 → 08/2019
    Winter Club
    Lake Forest, IL
  • 08/2015 → 05/2019
    Student
    Lake Forest, IL
  • 05/2018 → 08/2018
    Winter Club
    Lake Forest, IL
  • 05/2024 → Present
    Timothy Hender
    Lake Forest, IL
  • 08/2024 → Present
    Lake Forest, IL
  • 09/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. INSTAGRAM THEME PAGE, 255 S BASSWOOD RD, LAKE FOREST, , ILLINOIS, 60045, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/10/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, POSTING VIDEOS/REELS VIA INSTAGRAM. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
  • S66 Uniform Combined State Law Examination
    2023-10-20
Other Names
  • Tommy Glyman
  • Thomas H Glyman
  • Tommy Glyman
  • Tommy Glyman
  • Tommy Glyman

View on SEC IAPD

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