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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-16
WA RA APPROVED 2023-10-21
  • TX RA
    APPROVED
    Since 2024-01-16
  • WA RA
    APPROVED
    Since 2023-10-21

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 07/2023 Present
Bank Of America Merrill Lynch Seattle WA 06/2022 08/2022
Everett Country Club Everett WA 05/2021 08/2021
Arena Sports Mill Creek WA 02/2018 08/2019
Washington State University Pullman WA 08/2019 05/2023
Henry M Jackson High School Mill Creek WA 09/2015 06/2019
Bank Of America, N.A. Seattle WA 09/2023 Present
  • 07/2023 → Present
    Seattle, WA
  • 06/2022 → 08/2022
    Bank Of America Merrill Lynch
    Seattle, WA
  • 05/2021 → 08/2021
    Everett Country Club
    Everett, WA
  • 02/2018 → 08/2019
    Arena Sports
    Mill Creek, WA
  • 08/2019 → 05/2023
    Washington State University
    Pullman, WA
  • 09/2015 → 06/2019
    Henry M Jackson High School
    Mill Creek, WA
  • 09/2023 → Present
    Bank Of America, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
  • S66 Uniform Combined State Law Examination
    2023-10-20

View on SEC IAPD

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