James Frank Moore

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	07/2023	Present
Flower Mound High School	Flower Mound	TX	08/2015	06/2019
Harding University	Searcy	AR	08/2019	12/2020
Hardin-Simmons University	Abilene	TX	01/2021	05/2023
Unemployed	Flower Mound	TX	07/2013	07/2021
Hardin-Simmons University	Abilene	TX	07/2021	07/2021
Texas A&M University	College Station	TX	07/2021	07/2021
Unemployed	Flower Mound	TX	07/2021	06/2022
Bank Of America	Dallas	TX	06/2022	08/2022
Unemployed	Abilene	TX	08/2022	07/2023
Bank Of America N.A.	Dallas	TX	08/2023	Present

07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
08/2015 → 06/2019

Flower Mound High School

Flower Mound, TX
08/2019 → 12/2020

Harding University

Searcy, AR
01/2021 → 05/2023

Hardin-Simmons University

Abilene, TX
07/2013 → 07/2021

Unemployed

Flower Mound, TX
07/2021 → 07/2021

Hardin-Simmons University

Abilene, TX
07/2021 → 07/2021

Texas A&M University

College Station, TX
07/2021 → 06/2022

Unemployed

Flower Mound, TX
06/2022 → 08/2022

Bank Of America

Dallas, TX
08/2022 → 07/2023

Unemployed

Abilene, TX
08/2023 → Present

Bank Of America N.A.

Dallas, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-23

Other Firms