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Paul John-Pius Fahey

Rbc Capital Markets, LLC

Seattle, WA

Redmond, WA

CRD 5154185

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-08
WA RA APPROVED 2013-10-18
  • TX RA
    APPROVED
    Since 2018-06-08
  • WA RA
    APPROVED
    Since 2013-10-18

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Redmond, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seattle WA 10/2013 Present
City National Bank Seattle WA 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-17
  • S66 Uniform Combined State Law Examination
    2006-07-17
Designations
  • Certified Financial Planner
Other Names
  • Paul Fahey

View on SEC IAPD

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