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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-20 |
| TX | RA | APPROVED | 2022-12-16 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2022 | Present |
| Sapone Brothers Handmade Soap, Llc. | Phoenix | AZ | 07/2018 | Present |
| Lime Logistics | Phoenix | AZ | 02/2022 | 07/2022 |
| The Scottsdale Mint | Scottsdale | AZ | 01/2019 | 12/2021 |
| Outwest Interiors | Cave Creek | AZ | 09/2014 | 10/2018 |
| Arizona State University | Phoenix | AZ | 08/2016 | 06/2018 |
| American Chiropractic Center | Scottsdale | AZ | 01/2018 | 05/2018 |
| The Village At D.C. Ranch Health Club | Scottsdale | AZ | 09/2015 | 01/2018 |
| Red Devil Italian Restaurant And Pizzeria | Phoenix | AZ | 03/2016 | 01/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 12/2022 | Present |
NAME OF BUSINESS: SAPONE BROTHERS HANDMADE SOAP, LLC NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: LLC POSITION: OWNER START DATE (Month/Year): 07/2018 APPROXIMATE HOURS PER MONTH: 40 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: MANAGING MARKETING, ACCOUNTING, SALES, FINANCES, PRODUCTION ADN FULLFILLMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-06 |
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