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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-19 |
| TX | RA | APPROVED | 2024-06-05 |
Branch Locations
2575 East Camelback Rd Suite 900, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | 06/2023 |
| Tucson Country Club | Tucson | AZ | 10/2020 | 05/2021 |
| Flagstaff Ranch Country Club | Flagstaff | AZ | 06/2021 | 08/2021 |
| Tucson Country Club | Tucson | AZ | 08/2021 | 05/2022 |
| First Watch Restaurants | Scottsdale | AZ | 02/2020 | 08/2020 |
| Ubs Investment Bank | Phoenix | AZ | 05/2018 | 08/2018 |
| University Of Arizona | Tucson | AZ | 08/2020 | 05/2022 |
| Paradise Valley Community College | Paradise Valley | AZ | 08/2018 | 05/2020 |
| Arcadia High School | Phoenix | AZ | 08/2014 | 05/2018 |
| Ubs Financial Services Inc | Phoenix | AZ | 10/2023 | 05/2024 |
| Arizona State University | Tempe | AZ | 08/2023 | 05/2024 |
| Ubs Financial Services Inc. | Phoenix | AZ | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-01 |
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