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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-27
IL RA APPROVED 2022-08-25
  • TX RA
    APPROVED
    Since 2022-10-27
  • IL RA
    APPROVED
    Since 2022-08-25

Branch Locations

950 N. Western Avenue Suite 200, Lake Forest, IL 60045-1734 • United States

Glencoe, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chicago IL 06/2022 Present
U.S. Bank Chicago IL 06/2014 05/2022
Unemployed Glencoe IL 05/2022 06/2022
City National Bank Chicago IL 01/2023 Present
  • 06/2022 → Present
    Chicago, IL
  • 06/2014 → 05/2022
    U.S. Bank
    Chicago, IL
  • 05/2022 → 06/2022
    Unemployed
    Glencoe, IL
  • 01/2023 → Present
    City National Bank
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
  • S66 Uniform Combined State Law Examination
    2022-10-13
Designations
Other Names
  • Jack Pierce

View on SEC IAPD

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