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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-07 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | Present |
| State Farm | Tempe | AZ | 09/2020 | 06/2022 |
| Arizona State University | Tempe | AZ | 02/2020 | 08/2020 |
| Amazon | Chandler | AZ | 06/2019 | 08/2019 |
| Awm Capital | Scottsdale | AZ | 08/2018 | 05/2019 |
| International Gateway Academy | Istanbul | 07/2015 | 05/2017 | |
| Gilbert Christian High School | Gilbert | AZ | 08/2017 | 05/2019 |
| Arizona State University | Tempe | AZ | 08/2019 | 05/2022 |
| Self-Employed | Apache Junction | AZ | 05/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: APACHE JUNCTION, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: RESELLER START DATE: 05/2025 APPROXIMATE HOURS PER MONTH: 3 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-18 |
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