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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
PA RA APPROVED 2022-09-12
  • TX RA
    APPROVED
    Since 2022-10-31
  • PA RA
    APPROVED
    Since 2022-09-12

Branch Locations

100 Welsh Rd, Horsham, PA 19044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 05/2022 Present
Citadel Exton PA 11/2021 05/2022
Wells Fargo Bank Na Willow Grove PA 06/2021 10/2021
Citizens Bank Na Warrington PA 09/2017 06/2021
Usps Telford PA 12/2015 09/2017
Bank Of America, N.A. Philadelphia PA 08/2022 Present
  • 05/2022 → Present
    Philadelphia, PA
  • 11/2021 → 05/2022
    Citadel
    Exton, PA
  • 06/2021 → 10/2021
    Wells Fargo Bank Na
    Willow Grove, PA
  • 09/2017 → 06/2021
    Citizens Bank Na
    Warrington, PA
  • 12/2015 → 09/2017
    Usps
    Telford, PA
  • 08/2022 → Present
    Bank Of America, N.A.
    Philadelphia, PA
Other Businesses

Maroon Market LLC Not investment related Telford PA 18969 Cosmetics and Beauty Products resale CEO President Start 05/2019 Devote 4 hrs pm Devote 0 during trading hrs Resale of cosmetics and beauty products Air BNB/ Booking.com Co-owner of Vacation Home used for guest when not in use Not investment related Kingston JA Rental property Co-owner 01/2015 devote 1 hr mthly 0 devoted during trading hrs Oversee Operations and advise property Manager Name of the other businessVEVO, YouTube, iTunes etc Whether the business is investment-relatedNO Address of the other business(Home) Telford PA 18969 Nature of the other businessContent publishing Your positionPublisher Title, or relationship with the other businessSole proprietor Start date of your relationship2011 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessUpload audio and video content. I*877230, Entity Type: Entity For Profit, Name of OBA: KW, Address: Telford, Pennsylvania 18969, Investment Related: N, Position, Title, Association: Owner,Other, Employee Start Date: 06/06/2022, No Hours: 0, No Hours during trading: 0, Duties: Royalties from Music, audio and Video from previous works as content publishing agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2022-09-09
Other Names
  • Christeen Williams

View on SEC IAPD

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