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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-15
NJ RA APPROVED 2022-09-29
TX RA APPROVED 2022-09-29
  • NY RA
    APPROVED
    Since 2023-06-15
  • NJ RA
    APPROVED
    Since 2022-09-29
  • TX RA
    APPROVED
    Since 2022-09-29

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2022 Present
Staten Island Technical High School Staten Island NY 07/2014 06/2018
Hunter Mtn. Ski Resort Hunter NY 12/2017 02/2018
Mcdonalds Staten Island NY 01/2018 02/2022
Binghamton University Binghamton NY 08/2018 05/2022
Bank Of America, N.A. Pennington NJ 12/2023 Present
  • 05/2022 → Present
    Pennington, NJ
  • 07/2014 → 06/2018
    Staten Island Technical High School
    Staten Island, NY
  • 12/2017 → 02/2018
    Hunter Mtn. Ski Resort
    Hunter, NY
  • 01/2018 → 02/2022
    Mcdonalds
    Staten Island, NY
  • 08/2018 → 05/2022
    Binghamton University
    Binghamton, NY
  • 12/2023 → Present
    Bank Of America, N.A.
    Pennington, NJ
Other Businesses

I*973705 For profit or not for profit: Entity For Profit Name of outside business organization: Michael Ames Investment related: N Address of business: Staten Island, New York, 10306 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 9/18/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , A custom personal computer building service. Customers will select a budget for their computer and I source and put together the parts and download any necessary software. I will self advertise on social media.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
  • S66 Uniform Combined State Law Examination
    2022-09-16

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