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Connor Miles Kotzenberg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-13
IL RA APPROVED 2022-11-20
  • TX RA
    APPROVED
    Since 2022-12-13
  • IL RA
    APPROVED
    Since 2022-11-20

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 05/2022 12/2024
Target Wheeling IL 06/2019 05/2022
Northbrook Park District Northbrook IL 06/2021 08/2021
Ankin Law Chicago IL 09/2018 04/2019
Lens Ace Hardware Buffalo Grove IL 07/2016 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 12/2024 Present
Bank Of America, N.A. Northbrook IL 12/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-16
  • S66 Uniform Combined State Law Examination
    2022-11-16

View on SEC IAPD

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Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

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