Riley Wayne Hawkins

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-09-30
TX	RA	APPROVED_RES	2022-09-29

IL RA
APPROVED

Since 2022-09-30
TX RA
APPROVED_RES

Since 2022-09-29

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	05/2022	Present
Fatbelly Deli & Creamery	Stanwood	MI	05/2019	08/2021
Dinger Construction	Stanwood	MI	04/2018	08/2018
Cedar Springs School District	Cedar Springs	MI	09/2011	05/2018
Michigan State University	East Lansing	MI	08/2018	05/2022
Ups	Big Rapids	MI	12/2019	01/2020

05/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
05/2019 → 08/2021

Fatbelly Deli & Creamery

Stanwood, MI
04/2018 → 08/2018

Dinger Construction

Stanwood, MI
09/2011 → 05/2018

Cedar Springs School District

Cedar Springs, MI
08/2018 → 05/2022

Michigan State University

East Lansing, MI
12/2019 → 01/2020

Ups

Big Rapids, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-16

S66 Uniform Combined State Law Examination

2022-09-16

Other Names

Riley W Hawkins

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

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