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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-28
FL RA APPROVED 2023-07-21
TX RA APPROVED_RES 2022-12-06
GA RA APPROVED 2022-10-03
  • MN RA
    APPROVED
    Since 2024-08-28
  • FL RA
    APPROVED
    Since 2023-07-21
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • GA RA
    APPROVED
    Since 2022-10-03

Branch Locations

1808 Plymouth Rd, Minnetonka, MN 55305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Bank Griffin GA 06/2010 05/2022
Merrill Lynch, Pierce, Fenner & Smith Inc Valdosta GA 05/2022 Present
Bank Of America, N.A Valdosta GA 08/2022 Present
  • 06/2010 → 05/2022
    United Bank
    Griffin, GA
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Valdosta, GA
  • 08/2022 → Present
    Bank Of America, N.A
    Valdosta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2022-09-02

View on SEC IAPD

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