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Joseph Hooper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
CT RA APPROVED 2022-11-16
  • TX RA
    APPROVED
    Since 2023-01-23
  • CT RA
    APPROVED
    Since 2022-11-16

Branch Locations

9 Melrose Dr, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 05/2022 Present
Rotha Contracting Avon CT 06/2016 09/2017
M & R Liquors Avon CT 10/2017 03/2019
Swiss Re Insurance Windsor CT 04/2019 05/2022
Central Connecticut State University New Britain CT 08/2016 08/2018
Bank Of America, N.A. Hartford CT 09/2022 Present
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hartford, CT
  • 06/2016 → 09/2017
    Rotha Contracting
    Avon, CT
  • 10/2017 → 03/2019
    M & R Liquors
    Avon, CT
  • 04/2019 → 05/2022
    Swiss Re Insurance
    Windsor, CT
  • 08/2016 → 08/2018
    Central Connecticut State University
    New Britain, CT
  • 09/2022 → Present
    Bank Of America, N.A.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
  • S66 Uniform Combined State Law Examination
    2022-11-11
Other Names
  • Joe Hooper
  • Joey Hooper
  • Joseph R Hooper

View on SEC IAPD

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Other Offices

NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
CREATIVE PLANNING · Farmington, CT
NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
MJP WEALTH ADVISORS · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
EDELMAN FINANCIAL ENGINES · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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