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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
FL RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-18

Branch Locations

33451 Us Hwy 19 N, Palm Harbor, FL 34684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Port Richey FL 03/2017 Present
Popular Community Bank New York NY 02/2015 02/2017
Bank Of America N.A. Port Richey FL 10/2022 Present
Other Businesses

I*1964299 , Entity Type, For Profit Name of OBA: C.T Address: Palm Harbor,FL,34684 Investment Related: NO Position, Title, Association:Owner Employee Start Date: 08/17/2024 No Hours: 1 WEEKLY No Hours during trading:0 Duties:Selling memorabilia/collectables via online market places.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28

View on SEC IAPD

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