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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-30 |
| CA | RA | APPROVED | 2023-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | AZ | 12/2005 | Present |
| Bank Of America, N.A. | Peoria | AZ | 09/2022 | Present |
I*1426280 For profit or not for profit: Entity For Profit Name of outside business organization: Backyard Chickens, Chicks & Eggs Investment related: N Address of business: Surprise, Arizona, 85387, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 8/7/2023 Number of hours devoted: 12 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , We have backyard chickens. My son is 5 and as a hobby, he may sell eggs his chickens lay or chicks they hatch. If a chick gets older we may sell it as a chicken. My son may also receive donations towards his chickens feed in exchange for eggs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
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