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1099 Main Ave Suite 206, Durango, CO 81301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swan Global Investments, Llc | Durango | CO | 03/2022 | Present |
| Farmers Insurance Exchange | Durango | CO | 10/2021 | 03/2022 |
| Walmart Inc. | Bentonville | AR | 06/2012 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-26 |
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