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Michael Fox

Cetera Investment Advisers LLC

Seward, NE

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
NE RA APPROVED 2023-11-14
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • NE RA
    APPROVED
    Since 2023-11-14

Branch Locations

104 S 5Th St, Seward, NE 68434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Public Schools Lincoln NE 08/2013 07/2022
Thrivent Investment Management Inc Lincoln NE 06/2022 Present
Thrivent Financial Appleton WI 09/2022 03/2023
Thrivent Financial Appleton WI 03/2023 Present
Cattle Bank & Trust Seward NE 11/2023 Present
Cetera Investment Services Llc St Cloud MN 11/2023 Present
Cetera Investment Advisers Llc Seward NE 11/2023 Present
  • 08/2013 → 07/2022
    Lincoln Public Schools
    Lincoln, NE
  • 06/2022 → Present
    Thrivent Investment Management Inc
    Lincoln, NE
  • 09/2022 → 03/2023
    Thrivent Financial
    Appleton, WI
  • 03/2023 → Present
    Thrivent Financial
    Appleton, WI
  • 11/2023 → Present
    Cattle Bank & Trust
    Seward, NE
  • 11/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2023 → Present
    Cetera Investment Advisers Llc
    Seward, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-01
  • S66 Uniform Combined State Law Examination
    2022-11-01

View on SEC IAPD

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